Karen is responsible for overseeing FSE Regulatory affairs, including all matters pertaining to FCA (Financial Conduct Authority) Regulation and any linked Legislative matters. Her role is to ensure that the firm understands and observes all legal obligations installed upon it.
Karen has over 32 years’ experience of the Financial Services Industry, 21 of these within Compliance. She has a strong commercial acumen and high energy levels to support, design and drive good working practices within a business, that complement the culture of the firm. Karen is approved by the Financial Conduct Authority.